Press and Media
Recent Media Coverage
Money Marketing 31/01/2019 – Five minutes’s with …
Money Marketing 14/08/2019- How advisers can be future ready
Money Marketing 06/02/2020 – Embedding SMCR in your firm
Money Marketing 21/02/2020 – No place to hide; FCA suitability review
Professional Adviser 06/03/2020 – One in six ambulance chasers failed FCA authorisation
Money Marketing 03/06/2020 – FCA launches major survey
Money Marketing 23/04/2020 – What to consider when ‘going discretionary’?
Money Marketing 01/06/2020 – Permissions: use them or lose them
Professional Adviser 03/06/2020 – Adviser furlough scheme usage probe
Money Marketing 29/07/2020 – Five top tips for renewing your PI
Professional Adviser 15/10/2020 – Advisers urged to complete directory submission.
Business Up North 20/01/2021 – B-Compliant urges Financial Firms to B-Come Partners
Money Marketing 26/02/2021 – Are expats worthwhile clients in a post-Brexit world?
Money Marketing 17/06/2021 – Why investment pathways matter more than you think
Money Marketing 07/07/2021 – How your website is falling foul of financial promotions rules
Money Marketing 31/08/2021 – Vicky Pearce: Are Exempt-CAD firms ready for January’s changes to MiFID?
Money Marketing 03/11/2021 – Vicky Pearce: Aligning investments with values
Money Marketing 22/12/2021 – How does the crypto-derivatives ban affect advisers?
Professional Adviser 10/01/2022 – Premium pains: How adviser firms can try to lower PI costs.
Money Marketing 07/03/2022 – Limiting SMF liability.
Money Marketing 22/04/2022 – The Consumer Duty – a new tax on advisers?.
About B-Compliant
B Compliant is a specialist regulatory services company which helps financial advisers, investment managers and discretionary fund managers comply with their regulatory duties.
We’re recognised as a trusted source on new regulations introduced by the FCA. As well as advising large established companies we also guide new start-up financial advisory firms on their regulatory requirements in order to help them get them up and running in business.
The FCA is responsible for the conduct of around 58,000 businesses which employ 2.2 million people and it has a renewed and sharp focus in 2020 on financial advisers and investment and fund managers – which is increasingly highlighted in the national media and specialist trade media.
Media friendly expert comment
It’s our job to understand new FCA regulations and how they impact our client base of financial advisers, investment managers and discretionary fund managers.
We can provide swift, crisp and straight-talking analysis of new regulations, reforms and other new initiatives introduced by the FCA and other relevant regulators.
We are at the forefront of the compliance sector and we can also offer expert comment around topical cases, legal issues and decisions made by the FCA.
We are happy to work with all media formats – print, online and broadcast. We can either provide written comment or talk on the phone.
Recent Awards
We are proud to be recognised by the industry, most notably;
Finalist
Women in Finance Awards 2020
Winner
Compliance Advisory Firm of the Year in the United Kingdom – 2021
Nominated
Women in Finance Awards 2021
Finalist
PA Awards 2021
Accreditations
We are members of the Association of Professional Compliance Consultants (APCC) which is the body for compliance consultants who advise firms regulated in the UK. You can view our membership details here.
In addition, members of our team are active in the Personal Finance Society (PFS), the organisation dedicated to building trust in the financial planning profession.
