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B Compliant is a specialist regulatory services company which helps financial advisers, investment managers and discretionary fund managers comply with their regulatory duties.
We’re recognised as a trusted source on new regulations introduced by the FCA. As well as advising large established companies we also guide new start-up financial advisory firms on their regulatory requirements in order to help them get them up and running in business.
The FCA is responsible for the conduct of around 58,000 businesses which employ 2.2 million people and it has a renewed and sharp focus in 2020 on financial advisers and investment and fund managers – which is increasingly highlighted in the national media and specialist trade media.
Media friendly expert comment
It’s our job to understand new FCA regulations and how they impact our client base of financial advisers, investment managers and discretionary fund managers.
We can provide swift, crisp and straight-talking analysis of new regulations, reforms and other new initiatives introduced by the FCA and other relevant regulators.
We are at the forefront of the compliance sector and we can also offer expert comment around topical cases, legal issues and decisions made by the FCA.
We are happy to work with all media formats – print, online and broadcast. We can either provide written comment or talk on the phone.
We are proud to be recognised by the industry, most notably;
Women in Finance Awards 2020
Compliance Advisory Firm of the Year in the United Kingdom – 2021
We are members of the Association of Professional Compliance Consultants (APCC) which is the body for compliance consultants who advise firms regulated in the UK. You can view our membership details here.
In addition, members of our team are active in the Personal Finance Society (PFS), the organisation dedicated to building trust in the financial planning profession.