
The sheer volume and complexity of FCA regulations can be overwhelming for many small independent firms to manage themselves in-house.
If you don’t have a dedicated compliance officer then we will be your compliance team.
We know that in the current climate you are working harder than ever to win and retain new clients and you’d rather be servicing your clients than worrying about compliance issues.
It makes sense for many advisers to simply fully outsource their compliance support to us with our simple Partnership Package. It’s cost-effective, simple to bolt-on to your existing business and means we will proactively complete all the compliance tasks your business requires.
Speak to us on (0161) 979 0726 or email us to outsource your compliance activity to us.

Outsource all your compliance activity to us
When you outsource your compliance activity to us – we’ll take care of it all so that you can focus on other areas of your business. We will agree, from the outset, the scope and remit of our service to you. Our Partnership Package outsourced compliance service includes (but it not limited to) managing the following kinds of compliance activities:
- T & C activities/Certification renewal/SMF/F&P
- Suitability assessments
- Gabriel and Connect returns
- FCA correspondence support
- Policy review
- Training
- Annual MLRO & CO reports
- Prep of PI renewal
- Weekly regulatory updates
- Monthly compliance corner for owners and SMF16
- Advance planning for regulatory changes
- Complaint handling
Simple and cost effective
Our Partnership Package option offers small and medium-sized advisory firms a simple and cost-effective way to manage their compliance activity. Talk to us now about adding us to your team.