Fees

As a small but experienced team that’s wholly dedicated to helping you succeed, you can rest assured that the assistance we provide will always represent the greatest possible value.

Adding value

In the 2023 Schroders Annual Adviser Survey, 32% of financial advisers said regulation was the area they were most concerned about. If you feel the same, we can help.

The bespoke, hands-on compliance support you’ll get from us will provide peace of mind and allow you to focus on your business, and that’s what our fair pricing reflects.

Example costs

While all our compliance support services can be tailored to your needs and designed to fit within an agreed budget, some example costs are shown below. Get in touch today if you’d like to discuss our prices in more detail.

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Example 1

Foundation support package

This includes the following:

  • Compliance helpdesk service
  • Weekly compliance bulletin
  • Document template library
  • Compliance whitepapers and webinars
2 x compliance support days

These can include, but aren’t limited to, the following:

  • Handling of any applicable regulatory obligations, including Consumer Duty, SM&CR, and more
  • A regulatory health check to help you identify and resolve any issues
  • Support with any FCA correspondence, including direct contact on your behalf as required
  • Training and competence activities, supervised by our highly experienced T&C specialists
ÂŁ330 per month

Example 2

Foundation support package

This includes the following:

  • Compliance helpdesk service
  • Weekly compliance bulletin
  • Document template library
  • Compliance whitepapers and webinars
3 x file review days

These include the following:

  • A focus on “know your customer” (KYC) information and ensuring the suitability of your advice
  • Assessment of the file’s completeness, and whether information is chronologically correct
  • Checking you’ve accurately recorded the client’s finances, objectives, and vulnerabilities
  • Analysis of the information provided about recommended funds and associated costs
ÂŁ375 per month

Prices include VAT where applicable.

What clients say

Kate Barnard
B-Compliant seem to have the balance just right for small financial advisers like us from a support and price point. They offer on-site visits or remote help, both of which are extremely helpful. Vicky and her team offer a no-nonsense approach to compliance where what you see is what you get. Perfect!
Debbie Jukes
B-Compliant has delivered everything that we expected, and then some – even at short notice. I feel that they have our best interests at heart, and I have complete confidence in the guidance they provide. They have a flexible approach and a great work ethic.
William Stevenson
What we want from a compliance consultant is threefold: to keep our compliance programme both up to date and (more importantly) effective, to offer solutions and not point out problems, and, yes, to be fairly priced! We get all three from B-Compliant.
David Bashforth
It’s early days in our relationship with Vicky and B-Compliant, but my business partners and I have so far been very impressed with the service and technical knowledge provided. For the first time in a long time, we can see compliance in a more positive light, as a tool to improve our business as a whole.
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of clients believe working with us has helped or will help them to achieve their compliance objectives

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of clients would recommend us to other firms or connections

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of clients are very satisfied that we understand their regulatory requirements

Meet the team

You can rely on our experts to deliver dedicated, personable compliance support. Say hi and learn what we can do for you.

More about us
Vicky Pearce
Director and Compliance Consultant
Jeremy Smith
Director and Compliance Consultant
Rachel MacRae
Compliance Consultant
Maria Fox-Leonard
Compliance Consultant
David Morgan
Compliance Consultant
Joanne Smith
Compliance Consultant
Rebecca Jackson
Compliance Associate
Tina Jennings
Advisory Board Member

Let’s chat