At B-Compliant, you can rely on us to tell you the facts. We are Compliance consultants after all.
So, here it is, applying for FCA authorisation can be stressful, it isn’t always simple and it does take time.
But with our expert help, we can make the authorisation process a little smoother.
Why use B-Compliant for FCA authorisation?
All of our consultants have over 20 years’ experience working within the FCA (FSA) regulated environment. When providing support, we tailor it to meet your needs. Whether this be:
- Change in control (section 178)
- Full or Limited permission applications
- Variation of permissions
- Approved Person and Senior Management regime
- Change of legal status
The FCA has outlined an authorisation summary for getting authorised. You can read their advice here.
How B-Compliant can help
We specialise in supporting
- Wealth and Discretionary Fund Managers
- Financial Advisers (Independent or Restricted)
- Mortgage or General Insurance Brokers
- Consumer Credit Firms
Our aim is to reduce the time you need to spend on your application. We achieve this by guiding you through the process. And assist you in building your own Regulatory Business plan and Compliance Monitoring Plan (both are requirements of FCA authorisation applications). We ensure that when your application is submitted, it has the best possible prospect of being approved.
We have three fixed price solutions to suit most needs;
PLAN
Number
minutes
Price
Price for 1 minute
ESSENTIALS
FROM
£1,950*
This package is ideal for
those who are confident preparing
their own application but are seeking
assurance that this is complete prior to
submission.
This involves reviewing the application
and supporting documents and
providing feedback on any
areas for improvement.
CORE
FROM
£2,950*
This package suits those who
require a little more support,
we show you how to structure
your business plan and provide
advice on the completion of forms
reviewing these and providing feedback
on application & supporting documents
prior to submission, and provide assistance
in answering any questions the FCA have
post submission.
You will receive
telephone/email support throughout
the process, we’re with you
every step of the way.
ENHANCED
POA
For those who want to
outsource as much of the
application process as possible, this
package provides hand holding from
start to finish.
All you would need to
do is complete the template that we
send you and have your
accountant provide the
financial forecasts.
*Prices shown are for an Article 3 firm, with up to 5 RIs.
Packages are +VAT
Ongoing Support
Once authorised, our support doesn’t have to stop. We offer Compliance support packages at an affordable monthly cost to ensure you receive the right amount of support for your firm. From on-site visits, to helpdesk support, templates to regulatory newsletters. Your dedicated compliance consultant will work with you to put a compliance plan into place.