Compliance partnership package

If you don’t have the experience or time in-house, you can outsource your entire compliance activity to us. We’ll take care of your obligations, giving you peace of mind.

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Proactive support

Running a business is hard enough. Throw in your regulatory obligations and life becomes even harder. Lighten the load with our partnership package.

As your outsourced partner, we’ll get to grips with every aspect of your business and identify any upcoming compliance requirements, so we can meet them successfully together.

Our service

  • Friendly experts performing the role of an in-house compliance team for your business

  • Support with any FCA correspondence, including direct contact on your behalf as required

  • A package of support entirely tailored to your unique goals, responsibilities and budget

  • Full and thorough reviews of your existing policy documents against current FCA regulations

  • Handling of any applicable regulatory obligations, including Consumer Duty, SM&CR and more

  • Training and competence activities, supervised by our highly experienced T&C specialists

  • Suitability assessments carried out in line with all the latest FCA rules and guidelines

  • Weekly updates on the latest regulatory and compliance issues that you need to know about

What clients say

Kate Barnard
B-Compliant seem to have the balance just right for small financial advisers like us from a support and price point. They offer on-site visits or remote help, both of which are extremely helpful. Vicky and her team offer a no-nonsense approach to compliance where what you see is what you get. Perfect!
Debbie Jukes
B-Compliant has delivered everything that we expected, and then some – even at short notice. I feel that they have our best interests at heart, and I have complete confidence in the guidance they provide. They have a flexible approach and a great work ethic.
William Stevenson
What we want from a compliance consultant is threefold: to keep our compliance programme both up to date and (more importantly) effective, to offer solutions and not point out problems, and, yes, to be fairly priced! We get all three from B-Compliant.
David Bashforth
It’s early days in our relationship with Vicky and B-Compliant, but my business partners and I have so far been very impressed with the service and technical knowledge provided. For the first time in a long time, we can see compliance in a more positive light, as a tool to improve our business as a whole.
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of clients believe working with us has helped or will help them to achieve their compliance objectives

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of clients would recommend us to other firms or connections

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of clients are very satisfied that we understand their regulatory requirements

Your questions, answered

If you’re unsure whether outsourcing your compliance function is the right route for you, let us demystify the process so you’re able to make the decision more comfortably.

View all FAQs
What type of company does this package suit?

Any small or medium-sized FCA-regulated advisory firm that needs help managing its compliance duties. This includes financial advisers and planners, discretionary fund managers and mortgage brokers.

How will you ensure I don’t miss important deadlines?

As members of the Association of Professional Compliance Consultants, we are always up to date with the latest FCA developments and will create a bespoke plan to keep your business ahead of them.

Isn’t outsourced compliance support expensive?

With us, it doesn’t have to be. We begin our partnership with a discussion between you and a senior member of our team to establish your budget, then design a package of support tailored to suit.

Meet the team

You can rely on our experts to deliver dedicated, personable compliance support. Say hi and learn what we can do for you.

More about us
Vicky Pearce
Director and Compliance Consultant
Jeremy Smith
Director and Compliance Consultant
Rachel MacRae
Compliance Consultant
Maria Fox-Leonard
Compliance Consultant
David Morgan
Compliance Consultant
Joanne Smith
Compliance Consultant
Rebecca Jackson
Compliance Associate
Tina Jennings
Advisory Board Member

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