Compliance Support Packages

Compliance Support Packages

PLAN

Number

minutes

Price

Price for 1 minute

Price for 1 minute

Price for 1 minute

Price for 1 minute

Price for 1 minute

Price for 1 minute

Price for 1 minute

Price for 1 minute

ESSENTIALS

from

£125

PER MONTH

Compliance Support Helpdesk 

Review of Fin Proms and Gabriel Return

Essential Document Library

Weekly Compliance Bulletin

CORE

from

£210

PER MONTH

Half-yearly On-site Compliance Support Visits

Compliance Support Helpdesk

Essential Document Library

Dedicated Consultant

Weekly Compliance Bulletin

ENHANCED

from

£330

PER MONTH

Quarterly On-site Compliance Support Visits

Essential and Premium Document Library

Compliance Support Helpdesk

Dedicated Consultant

Annual Compliance Report

Review of Financial Promotions and Disclosure Documents

Weekly Compliance Bulletin

Additional support days can be purchased for £750 each,

(that's £62.50 month)

SUPPORT VISITS CAN INCLUDE:

  • ICAAP / Pillar 3
  • Compliance Monitoring
  • Risk Framework
  • Compliance Health Check
  • Past business reviews
  • Review of procedures, senior management arrangements, systems & controls
  • Cyber Security advice
  • Due diligence: platform, service providers or purchase of businesses
  • Project planning & Support (GDPR, MiFID, SM&CR)
  • Financial Promotion Reviews
  • Policy & Process Writing
  • File Reviews
  • Compliance training & testing
  • Assessment of T&C scheme/working arrangements and support
  • Implementation of complete annual compliance monitoring and activity plan delivering real time MI
  • All prices are +VAT at the current rate of 20%
  • Minimum term for monthly retainer service is 12 months

OTHER SERVICES ON A PAYG BASIS:

  • Regulatory applications
  • Complaint handling

If none of these packages suit your requirements, please get in touch for a bespoke package to meet your needs.
Call b-compliant today on 0161 979 0726 or email us here.