24 May 2022 FCA chief executive, Nikhil Rathi, has set out his strategic vision and ambitions for the next three years. He claims the organisation is now “focusing on results, rather than being driven by processes,” so we thought, given …
9 May 2022 Vicky Pearce, founding director of B-Compliant, has made the finals of the Women in Financial Advice Awards for the third consecutive year. Financial compliance specialist, Vicky, is shortlisted in the ‘Woman of the Year – Adviser Support …
14 January 2022 It’s great to see our director, Vicky Pearce, among a series of industry experts giving their thoughts on professional indemnity insurance to Professional Adviser magazine. It includes Vicky’s five top tips for lowering your PI premiums. Read …
22 December 2021 Calling all FCA investment firms! Don’t forget you must meet the two notification deadlines coming soon under MIFIDPRU 3. We are urging all advisers who find themselves inside the new prudential regime to review the regulations and …
2 December 2021 We are celebrating a year of exponential growth, as increasing numbers of advisory firms recognise the benefits of our bespoke services. Client numbers have risen by 61% from 2020 and we are on target to increase turnover …
27 October 2021 This year has seen significant growth in our staff numbers. We have welcomed three new starters who have experience, enthusiasm and a keen eye for detail, to meet demand for our services and maintain the highest standards …
6 August 2019 FCA proposes a ban on contingent charging and other measures to protect clients receiving pension advice Whether you agree with it or not, the Financial Conduct Authority (FCA) has announced that they are pressing ahead with plans …
15 April 2019 When you think back to school, do you recall ever being taught about finance? No? Us neither. It isn’t until you were thrust into your first paid job that you even knew what a payslip was – …
10 September 2018 You may have received an email recently from The Personal Finance Society (PFS) about your new European Financial Planner personalised certificate. But what exactly does it mean? Well read on whilst we explain to you: With uncertain …
2 July 2018 Carrying out financial services in other countries, and how it might change post-Brexit. The nations of Europe and the rest of the world are currently engaged in fierce battle as the World Cup in Russia continues. However, …