How to get professional indemnity as a financial adviser. If you’re an adviser, you’ll know that maintaining compliant professional indemnity is one of the greatest challenges advisers you’ll face in 2021. The number of insurers who underwrite this kind of …
If you run a centralised investment proposition (CIP) you may be thinking about expanding your services to become a discretionary fund manager (DFM). In many respects there is no better time to become a DFM. More than ever before, people are seeking …
Why not sign up to our FREE, regular ‘Coffee Break‘ to which gives IFAs and compliance officers the opportunity to informally meet, learn, share and discuss compliance issues via Zoom™ as we all move through the current crisis together. Our …
Operating an IFA business under ‘lockdown’ has already prompted many advisors to review their compliance support services as they look to gear up for a post-COVID-19 business landscape. With a raft of new legislation imminent and a sharper focus on …