20 August 2020 How to get professional indemnity as a financial adviser. If you’re an adviser, you’ll know that maintaining compliant professional indemnity is one of the greatest challenges advisers you’ll face in 2021. The number of insurers who underwrite …
10 August 2020 If you run a centralised investment proposition (CIP) you may be thinking about expanding your services to become a discretionary fund manager (DFM). In many respects there is no better time to become a DFM. More than ever before, …
3 July 2020 Operating an IFA business under ‘lockdown’ has already prompted many advisors to review their compliance support services as they look to gear up for a post-COVID-19 business landscape. With a raft of new legislation imminent and a …