Category: Guidance and Advice

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ARE YOU READY FOR INTENSIFIED AR REPORTING?

20 June 2022 IFPR is not the only contentious acronym hitting the headlines recently. The Appointed Representatives regime (ARR) has morphed in the last few years into a controversial debate about how financial products and services should be delivered. Whilst …

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TRUE FILE REVIEWS TAKE TIME TO COMPLETE

11 April 2022 We’re firm believers that you get what you pay for. But do you know exactly what you are paying for? File reviews are a classic example. Compliance consultancies have differing opinions about what constitutes a file review …

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Thinking of selling your business?

11 June 2019 Selling your business is not a process to be taken lightly.  If you are currently toying with the idea but are unsure of the process and your due diligence requirements, continue reading and we’ll give you a …

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Power of Attorney

18 March 2019  Introduction A couple of weeks ago we looked at identifying vulnerable clients, this week we wanted to touch on Power of Attorney; what it is, what they can do and what they can’t do. It is a …