22 November 2021 Consumer Duty: Sounds a bit like a new tax on advisers, doesn’t it? You’ve probably heard the term floating around in FCA communication, but do you really know how the proposed legislation will impact your firm? It’s …
21 October 2020 We were pleased to brief readers of Professional Adviser about the need for IFAs to prioritise the submission of data for the new ‘FCA Directory of certified and assessed persons’ which is going live later this year under …
3 July 2020 Operating an IFA business under ‘lockdown’ has already prompted many advisors to review their compliance support services as they look to gear up for a post-COVID-19 business landscape. With a raft of new legislation imminent and a …