It’s great to see our director, Vicky Pearce, among a series of industry experts giving their thoughts on professional indemnity insurance to Professional Adviser magazine. It includes Vicky’s five top tips for lowering your PI premiums. Read the article in …
The FCA has alerted us to an international data security breach that the National Cyber Security Centre (NCSC) has warned could be the most severe threat in years. A vulnerability in the Java logging framework, Log4j 2, was found earlier …
Calling all FCA investment firms! Don’t forget you must meet the two notification deadlines coming soon under MIFIDPRU 3. We are urging all advisers who find themselves inside the new prudential regime to review the regulations and ensure you understand …
We are celebrating a year of exponential growth, as increasing numbers of advisory firms recognise the benefits of our bespoke services. Client numbers have risen by 61% from 2020 and we are on target to increase turnover by 40% by …
Financial advisers only have until the end of the week to get to grips with the Investment Firm Prudential Regime (IFPR). You must respond to the FCA’s IFPR questionnaire by November 26, which requires a rudimentary understanding of the legislation. …
Consumer Duty: Sounds a bit like a new tax on advisers, doesn’t it? You’ve probably heard the term floating around in FCA communication, but do you really know how the proposed legislation will impact your firm? It’s probably better to …
After the success of Money Marketing Interactive in Harrogate earlier this year, we can’t wait to meet more of you at the London exhibition this month. We will be at the Emirates Stadium on Tuesday November 23 for the second …
This year has seen significant growth in our staff numbers. We have welcomed three new starters who have experience, enthusiasm and a keen eye for detail, to meet demand for our services and maintain the highest standards of client care. …
If you are visiting Money Marketing Interactive next week at Harrogate’s Rudding Park Hotel, don’t forget to stop by and say hi! The B-Compliant team will be on hand in the exhibition area on Wednesday, September 15 to answer any …
Changes are afoot for investment firms, as the FCA strives to strengthen the integrity of financial markets and provide consumers with greater protection and consistency. In January, new rules are being implemented that will see Markets in Financial Instruments Directive …