If you are visiting Money Marketing Interactive next week at Harrogate’s Rudding Park Hotel, don’t forget to stop by and say hi! The B-Compliant team will be on hand in the exhibition area on Wednesday, September 15 to answer any …
Changes are afoot for investment firms, as the FCA strives to strengthen the integrity of financial markets and provide consumers with greater protection and consistency. In January, new rules are being implemented that will see Markets in Financial Instruments Directive …
Two key members of the team at Manchester-based B-Compliant are being recognised for the roles they play in promoting the work of women in the financial services industry. The financial compliance specialists have been shortlisted in two categories at …
Compliance consultants raise the question of financial promotions at initial and ongoing health checks with clients. When we ask “do you do any?” we so often receive the same response: “No, we don’t advertise, most of our business comes through …
Two financial services experts from Manchester’s B-Compliant have mentored 18 advisers in as many months, helping them fulfil their career goals. Compliance consultants, Vicky Pearce and Annabel Gray, give up their free time to help those looking for personal and …
B-Compliant is three years old, hooray! In the words of country legend, Shania Twain, “They said, I bet they’ll never make it. But just look at us holding on…” And what a trio of years it has been. Even a …
Manchester-based B-Compliant is reminding all advisory firms that they must submit their entries to the FCA’s directory of certified and assessed persons by the end of the month. The financial compliance experts are warning all certified staff, directors not performing …
We have launched a new service to help small, independent financial firms meet their regulatory responsibilities and outsource complicated, time-consuming back office tasks. Subscribers to our Partnership Package receive a compliance monitoring plan, which we then manage for you, submitting …
We were pleased to brief readers of Professional Adviser about the need for IFAs to prioritise the submission of data for the new ‘FCA Directory of certified and assessed persons’ which is going live later this year under the SM&CR. You …
As members of the APCC, we’ve been briefed on a new study about to be undertaken by the FCA, which requires immediate attention. Participation in the process is mandatory for IFAs and wealth management firms selected to take part… The …