Category: b-compliant News

Proportion

CELEBRATING OUR B-DAY!

B-Compliant is three years old, hooray! In the words of country legend, Shania Twain, “They said, I bet they’ll never make it. But just look at us holding on…” And what a trio of years it has been. Even a …

Proportion

Let’s B-COME Partners

We have launched a new service to help small, independent financial firms meet their regulatory responsibilities and outsource complicated, time-consuming back office tasks. Subscribers to our Partnership Package receive a compliance monitoring plan, which we then manage for you, submitting …

Proportion

New FCA directory regime for advisers

We were pleased to brief readers of Professional Adviser about the need for IFAs to prioritise the submission of data for the new ‘FCA Directory of certified and assessed persons’ which is going live later this year under the SM&CR. You …

Proportion

The Power of Communication

Due to social distancing we are having to find new ways of communicating with each other, with video and audio calls being the popular choice, email, website blogs/vlogs and social media also have their place. At this time, it is …

Proportion

Lockdown Activities

In such uncertain times, it’s so important as a large community, that we come together to help one another with our wellbeing. Over the past couple of days, more and more businesses have been releasing their usual ‘paid for’ services, …

Proportion

Key workers in Financial Services

The FCA has issued a communication for firms to help identify who the key workers are.    Their definition is: A key financial worker at a dual-regulated, FCA solo-regulated firm or PSR-regulated firm, or operators of financial market infrastructure, fulfils a …