The Buzz Word

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WATCH OUT LONDON, HERE WE COME!

4 November 2021 After the success of Money Marketing Interactive in Harrogate earlier this year, we can’t wait to meet more of you at the London exhibition this month. We will be at the Emirates Stadium on Tuesday November 23 …

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EXEMPT-CAD FIRMS – ARE YOU READY?

23 August 2021 Changes are afoot for investment firms, as the FCA strives to strengthen the integrity of financial markets and provide consumers with greater protection and consistency. In January, new rules are being implemented that will see Markets in …

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EVIDENCE IS KEY TO SMF SUCCESS CLAIMS B-COMPLIANT

18 June 2021  Manchester-based B-Compliant is urging financial advisory firms to fully evidence their senior management applications, before submission, to avoid clogging up the system. The financial compliance experts recommend reviewing pre-submission SMF applications, to ensure all checks have been …

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