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IFPR DEADLINES LOOM FOR ADVISERS

22 December 2021  Calling all FCA investment firms! Don’t forget you must meet the two notification deadlines coming soon under MIFIDPRU 3. We are urging all advisers who find themselves inside the new prudential regime to review the regulations and …

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RECORD YEAR BOOSTS PROGRESS

2 December 2021  We are celebrating a year of exponential growth, as increasing numbers of advisory firms recognise the benefits of our bespoke services. Client numbers have risen by 61% from 2020 and we are on target to increase turnover …

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IFPR QUESTIONS NEED ANSWERS NOW!

23 November 2021 Financial advisers only have until the end of the week to get to grips with the Investment Firm Prudential Regime (IFPR). You must respond to the FCA’s IFPR questionnaire by November 26, which requires a rudimentary understanding …

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