The Buzz Word

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Let’s B-COME Partners

We have launched a new service to help small, independent financial firms meet their regulatory responsibilities and outsource complicated, time-consuming back office tasks. Subscribers to our Partnership Package receive a compliance monitoring plan, which we then manage for you, submitting …

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Certification for IFAs – the challenges

Certification: the challenges  Jeremy Smith of B-Compliant, features in Money Marketing today (see here) – as he takes a look at the challenges of the certification regime and highlights the importance of being proactive to avoid mishaps…  For many people …

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New FCA directory regime for advisers

We were pleased to brief readers of Professional Adviser about the need for IFAs to prioritise the submission of data for the new ‘FCA Directory of certified and assessed persons’ which is going live later this year under the SM&CR. You …

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