PROFESSIONAL ADVISER TURNS TO B-COMPLIANT FOR PI ADVICE
It’s great to see our director, Vicky Pearce, among a series of industry experts giving their thoughts on professional indemnity insurance to Professional Adviser magazine. It includes Vicky’s five top tips for lowering your PI premiums. Read the article in …
DATA THREAT DEMONSTRATES IMPORTANCE OF CYBER SECURITY
The FCA has alerted us to an international data security breach that the National Cyber Security Centre (NCSC) has warned could be the most severe threat in years. A vulnerability in the Java logging framework, Log4j 2, was found earlier …
IFPR DEADLINES LOOM FOR ADVISERS
Calling all FCA investment firms! Don’t forget you must meet the two notification deadlines coming soon under MIFIDPRU 3. We are urging all advisers who find themselves inside the new prudential regime to review the regulations and ensure you understand …
RECORD YEAR BOOSTS PROGRESS
We are celebrating a year of exponential growth, as increasing numbers of advisory firms recognise the benefits of our bespoke services. Client numbers have risen by 61% from 2020 and we are on target to increase turnover by 40% by …
IFPR QUESTIONS NEED ANSWERS NOW!
Financial advisers only have until the end of the week to get to grips with the Investment Firm Prudential Regime (IFPR). You must respond to the FCA’s IFPR questionnaire by November 26, which requires a rudimentary understanding of the legislation. …
STANDARDS OF CARE TO BE SCRUTINISED BY FCA
Consumer Duty: Sounds a bit like a new tax on advisers, doesn’t it? You’ve probably heard the term floating around in FCA communication, but do you really know how the proposed legislation will impact your firm? It’s probably better to …