Looking for FCA compliance support? You’ve come to the right place!

Why choose us?

Services

Whatever regulatory responsibilities you have, we will provide the tailored, hands-on support you need. From one-off projects to a fully outsourced compliance service, our experienced team can help.

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Bespoke projects
All our services are customised to you. If you need support with a specific project, we’ll help create and implement a plan that suits you. Whatever you require, you’ll receive the expertise you need.
Bespoke projects
Compliance partnership package
If you don’t have the experience or time in-house, you can outsource your entire compliance activity to us. We’ll take care of your obligations, giving you peace of mind.
Compliance partnership package
Consumer Duty
The FCA’s Consumer Duty rules might mean making big changes, but with the right support in place, there’s no need to worry. Join the growing number of clients who’ve benefited from our help.
Consumer Duty
Document library
When you select a relevant support package, you receive access to our extensive library of useful documents, all of which can be personalised to your business. From templates to policies and more, see what’s available here.
Document library
Due diligence
We’ll use our expertise to ensure due diligence is carried out effectively and your regulatory obligations are met. We provide an in-depth review of the target firm, representing you in a positive way while identifying any risks.
Due diligence
FCA authorisation
Seeking authorisation for your business can be nerve-racking, so you need support from a team that knows the steps involved. Our expert help will make the process a little smoother.
FCA authorisation
FCA compliance
If you struggle to stay on top of your regulatory obligations while running your business, outside support might be useful. Under this service, we can provide as much or as little FCA compliance support as you need.
FCA compliance
File reviews
Our experts will provide ongoing monitoring of your files for suitability and competence, with a focus on the collation of “know your customer” (KYC) information.
File reviews
Investment Firm Prudential Regime (IFPR)
As the single biggest change since prudential requirements were introduced, IFPR requires MIFIDPRU firms to take a deeper look at their risk framework and capital requirements. Our bespoke support packages, tools and guidance will make things clearer.
Investment Firm Prudential Regime (IFPR)
Regulatory health checks
Is your compliance in the best possible shape? If you’re unsure of the answer, our experts will carry out a full compliance benchmarking assessment to help you identify and resolve any issues.
Regulatory health checks
Senior Managers and Certification Regime (SM&CR)
From senior managers to onboarding new advisers, are you confident as to your obligations? It can be tricky to understand how SM&CR applies in your firm. Choose us, and we’ll ensure you understand the rules and implement change successfully.
Senior Managers and Certification Regime (SM&CR)
Training and competence (T&C)
Ensuring your team has the right skills for the job is vital, not only from a business standpoint, but also from a regulatory one. You’ll receive all the bespoke T&C support you need from our experts.
Training and competence (T&C)

What clients say

Kate Barnard
B-Compliant seem to have the balance just right for small financial advisers like us from a support and price point. They offer on-site visits or remote help, both of which are extremely helpful. Vicky and her team offer a no-nonsense approach to compliance where what you see is what you get. Perfect!
Debbie Jukes
B-Compliant has delivered everything that we expected, and then some – even at short notice. I feel that they have our best interests at heart, and I have complete confidence in the guidance they provide. They have a flexible approach and a great work ethic.
William Stevenson
What we want from a compliance consultant is threefold: to keep our compliance programme both up to date and (more importantly) effective, to offer solutions and not point out problems, and, yes, to be fairly priced! We get all three from B-Compliant.
David Bashforth
It’s early days in our relationship with Vicky and B-Compliant, but my business partners and I have so far been very impressed with the service and technical knowledge provided. For the first time in a long time, we can see compliance in a more positive light, as a tool to improve our business as a whole.
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of clients believe working with us has helped or will help them to achieve their compliance objectives

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of clients would recommend us to other firms or connections

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of clients are very satisfied that we understand their regulatory requirements

Who we help

If you need bespoke compliance support, you’re in the right place. We’re proud to be based in Manchester, but our friendly experts work all over the UK, delivering tailored services to:

  • Financial advisers and planners
  • Discretionary investment managers
  • Wealth managers
  • Fund managers
  • Mortgage brokers

Meet the team

You can rely on our experts to deliver dedicated, personable compliance support. Say hi and learn what we can do for you.

More about us
Vicky Pearce
Director and Compliance Consultant
Jeremy Smith
Director and Compliance Consultant
Rachel MacRae
Compliance Consultant
Maria Fox-Leonard
Compliance Consultant
David Morgan
Compliance Consultant
Joanne Smith
Compliance Consultant
Rebecca Jackson
Compliance Associate
Tina Jennings
Advisory Board Member

Let’s chat